Section 104 of the securities and futures ordinance cap. 571 of hong kong
A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares MSCI Asia APEX Mid Cap Index ETF (Stock Code: 3032) (the “APEX Mid Cap ETF”) iShares MSCI Asia APEX Small Cap Index ETF The Securities and Futures Ordinance, Cap. 571 (“the SFO”) was enacted in March 2002 aiming to consolidate and modernize the 10 existing ordinances regulating the securities and futures market. SECURITIES AND FUTURES ORDINANCE (Chapter 571) Pursuant to section 399(1) of the Securities and Futures Ordinance, the Securities and Futures Commission publishes the Guidance Note on Position Limits and Large Open Position Reporting Requirements in the Schedule for information. The guidance note shall come into effect on 21 December 2007. 9. Empanelling of Hong Kong Securities and Futures Appeals Tribunal (Part XI of the Securities and Futures Ordinance) The SFO implements the proposal of replacing the existing part-time Securities and Futures Appeal Panel with an independent full-time Securities and Futures Appeals Tribunal. THE SECURITIES AND FUTURES ORDINANCE, CAP 571 (‘THE ORDINANCE’) WHEREAS it appears to me that market misconduct, within the meaning (sic) section 274 (‘False Trading’) and/or section 275 (‘Price Rigging’) and/or section 278 (‘Stock Market Manipulation’) of Part XIII of the Ordinance, has or may have taken place arising out of Exemptions granted under section 309(2) of the Securities and Futures Ordinance (Cap. 571) Exemptions granted in respect of corporations issuing securities listed on The Stock Exchange of Hong Kong Limited are set out below.
Securities and Futures Ordinance. (Cap. 571). Contents. Section. Page. Part I. Preliminary. 1. Use of incriminating evidence in proceedings 6-104. Part VII.
Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. THE SECURITIES AND FUTURES ORDINANCE, CAP 571 (‘THE ORDINANCE’) WHEREAS it appears to me that market misconduct, within the meaning (sic) section 274 (‘False Trading’) and/or section 275 (‘Price Rigging’) and/or section 278 (‘Stock Market Manipulation’) of Part XIII of the Ordinance, has or may have taken place arising out of authorised by the SFC in Hong Kong pursuant to section 104 of the Securities and Futures Ordinance (Cap. 571) (the “Securities and Futures Ordinance”). Such authorisation is not a recommendation or endorsement of the Trust or any Sub-Fund, nor does it guarantee the commercial merits of the Trust or any Sub-Fund or their performance. To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. (A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares CSI A-Share Energy Index ETF* (*This is a synthetic ETF) (as defined below) and the Prospectus. A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares MSCI Asia APEX Mid Cap Index ETF (Stock Code: 3032) (the “APEX Mid Cap ETF”) iShares MSCI Asia APEX Small Cap Index ETF
Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation.
(A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares CSI A-Share Energy Index ETF* (*This is a synthetic ETF) (as defined below) and the Prospectus. A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares MSCI Asia APEX Mid Cap Index ETF (Stock Code: 3032) (the “APEX Mid Cap ETF”) iShares MSCI Asia APEX Small Cap Index ETF
Under Section 309 of the Securities and Futures Ordinance (Cap. 571), the Securities and Futures Commission, after consulting the Financial Secretary, publishes these guidelines for the exemption of listed corporations and other persons from all or any of the provisions of Part XV the Securities and Futures Ordinance
Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation. Under Section 309 of the Securities and Futures Ordinance (Cap. 571), the Securities and Futures Commission, after consulting the Financial Secretary, publishes these guidelines for the exemption of listed corporations and other persons from all or any of the provisions of Part XV the Securities and Futures Ordinance The Securities and Futures Ordinance, Cap. 571 (“the SFO”) was enacted in March 2002 aiming to consolidate and modernize the 10 existing ordinances regulating the securities and futures market. A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares MSCI Asia APEX Mid Cap Index ETF (Stock Code: 3032) (the “APEX Mid Cap ETF”) iShares MSCI Asia APEX Small Cap Index ETF
A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares MSCI Asia APEX Mid Cap Index ETF (Stock Code: 3032) (the “APEX Mid Cap ETF”) iShares MSCI Asia APEX Small Cap Index ETF
To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation. Under Section 309 of the Securities and Futures Ordinance (Cap. 571), the Securities and Futures Commission, after consulting the Financial Secretary, publishes these guidelines for the exemption of listed corporations and other persons from all or any of the provisions of Part XV the Securities and Futures Ordinance The Securities and Futures Ordinance, Cap. 571 (“the SFO”) was enacted in March 2002 aiming to consolidate and modernize the 10 existing ordinances regulating the securities and futures market.
To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation. Under Section 309 of the Securities and Futures Ordinance (Cap. 571), the Securities and Futures Commission, after consulting the Financial Secretary, publishes these guidelines for the exemption of listed corporations and other persons from all or any of the provisions of Part XV the Securities and Futures Ordinance The Securities and Futures Ordinance, Cap. 571 (“the SFO”) was enacted in March 2002 aiming to consolidate and modernize the 10 existing ordinances regulating the securities and futures market. A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares MSCI Asia APEX Mid Cap Index ETF (Stock Code: 3032) (the “APEX Mid Cap ETF”) iShares MSCI Asia APEX Small Cap Index ETF